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Navigating the FDA eSTAR Process: What Teams Need to Know Before Submitting a 510(k)

OC

Olivia Charles

Chief Executive Officer, Veridocx

10 min read
Navigating the FDA eSTAR Process: What Teams Need to Know Before Submitting a 510(k)

The FDA’s Electronic Submission Template and Resource (eSTAR) has fundamentally changed how 510(k) submissions are prepared, validated, and reviewed. What was once a largely document-driven process is now a structured, rules-based workflow that enforces completeness, consistency, and technical compliance before a submission is ever accepted for review.

For regulatory teams, eSTAR improves standardization, but it also raises the bar. The template does not just collect information. It actively checks whether required sections are complete, whether forms are properly filled, and whether attachments meet FDA technical requirements. Teams that treat eSTAR as a formatting exercise often encounter delays, technical screening holds, or avoidable rework.

Understanding the eSTAR process end-to-end is now essential for efficient 510(k) preparation.

Step 1: Confirm eSTAR Eligibility for Your Submission

Before starting, teams must confirm that their submission type is eligible for eSTAR. Most traditional, special, and abbreviated 510(k) submissions fall under the eSTAR requirement, but eligibility depends on both device type and reviewing center.

The FDA provides formal guidance outlining which submissions must use eSTAR and which are exempt.

Failing to confirm eligibility upfront can result in preparing the wrong submission format and losing time late in the process.

Step 2: Download the Current eSTAR Template from the FDA

Once eligibility is confirmed, teams should download the most current eSTAR PDF directly from the FDA. The template is periodically updated, and outdated versions may trigger technical screening issues.

The eSTAR file is a dynamic PDF that includes embedded instructions, logic checks, and validation rules. It is not a static form and should be treated as an interactive submission environment.

Step 3: Follow the eSTAR Structure and Embedded Instructions

The eSTAR template guides teams through a predefined structure aligned with FDA review expectations. Each section includes prompts and validation rules designed to ensure required content is provided.

Key sections include:

  • Applicant and contact information
  • Indications for use
  • Device description and technological characteristics
  • Predicate device comparisons
  • Performance testing and standards conformity
  • Labeling and claims

While the template provides structure, it does not generate regulatory strategy. Teams remain responsible for ensuring that pathway decisions, predicate selection, and substantial equivalence rationale are defensible and supported by FDA precedent.

Step 4: Attach Supporting Documentation Correctly

Supporting documentation must be attached directly within the relevant eSTAR sections. This typically includes:

  • Detailed device descriptions
  • Performance and bench testing reports
  • Biocompatibility assessments
  • Software documentation, when applicable
  • Clinical data, if required
  • Draft labeling

To avoid technical screening issues, attachments should be consolidated logically by section. Excessive file fragmentation increases the risk of formatting errors and review delays.

Step 5: Manage File Size and Format Requirements

The FDA enforces strict technical constraints on eSTAR submissions. The total submission size must not exceed 4 GB, and all files must use FDA-accepted formats.

Best practices include compressing PDFs where possible, avoiding unnecessary duplication, and ensuring multimedia files meet FDA specifications.

The FDA publishes a checklist outlining common technical screening issues. Ignoring these requirements is one of the most common causes of early submission holds.

Step 6: Complete Required FDA Forms Within eSTAR

Several FDA forms are completed directly within the eSTAR workflow rather than uploaded separately. These include:

  • Form FDA 3514 (Truthful and Accurate Statement)
  • Form FDA 3881 (Indications for Use)
  • 510(k) Summary or Statement
  • Declarations of Conformity, where applicable

Because these forms are embedded, inconsistencies between narrative sections and form responses are more easily flagged by the template.

Step 7: Confirm eSTAR Completion Status Before Submission

At the top of the eSTAR file, the template displays a status indicator. Submissions should only be transmitted once the status reads “eSTAR Complete.”

Submitting while the status shows “eSTAR Incomplete” can result in the FDA placing the submission on an eCopy or technical screening hold, delaying review until a corrected submission is provided.

Step 8: Submit Through the Appropriate FDA Portal

Completed eSTAR submissions are transmitted electronically based on the reviewing center.

For CDRH-regulated devices, submissions are sent through the CDRH Customer Collaboration Portal.

For CBER-regulated products, submissions are sent through the Electronic Submission Gateway (ESG).

All non-exempt 510(k) submissions must now be submitted electronically using eSTAR.

Step 9: FDA Technical Screening and Status Outcomes

After submission, the FDA conducts an initial technical screening to confirm that the eSTAR file meets all structural and formatting requirements.

Outcomes include:

  • Technical Screening OK (TSOK), allowing substantive review to begin
  • Technical Screening Incomplete (TSIC), placing the submission on hold until deficiencies are corrected

If a submission is deemed technically incomplete, teams typically have up to 180 days to submit a complete replacement eSTAR.

Where Veridocx Fits in the eSTAR Workflow

While eSTAR enforces submission structure, it does not determine regulatory strategy. Teams must still establish defensible pathway decisions, predicate selections, substantial equivalence rationale, and evidence planning before populating the template.

Veridocx supports this upstream work by providing structured classification analysis, systematic predicate identification, substantial equivalence comparisons, and gap analysis with FDA-recognized standards mapping and citations. These outputs can then be translated directly into eSTAR sections with greater confidence and traceability.

Final Thoughts

The eSTAR template has improved consistency and submission quality across FDA premarket reviews. At the same time, it has made gaps in regulatory strategy more visible and more costly.

Teams that treat eSTAR as the final step, rather than the endpoint of a well-reasoned regulatory process, are better positioned to avoid delays, reduce rework, and move through review more efficiently.

eSTAR does not replace regulatory judgment. It makes that judgment visible.

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